This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
| Date |
Title |
Author |
| Fourth Quarter |
| Nov. 9, 1995 |
"Derivatives Use in the 1990s" Remarks of Chairman Arthur Levitt at the IDB/ISDA Conference, Washington, D.C. |
Chairman Arthur Levitt |
| Nov. 6, 1995 |
"The SEC Today" Remarks of Chairman Arthur Levitt before the Greater Boston Chamber of Commerce, Boston, Massachusetts |
Chairman Arthur Levitt |
| Nov. 1, 1995 |
"Investor Education: Disclosure for the 1990s" Remarks of Chairman Arthur Levitt at the University of Virginia, Charlottesville, Virginia |
Chairman Arthur Levitt |
| Oct. 23, 1995 |
"The SEC and the States: Toward a More Perfect Union" Remarks of Arthur Levitt, Chairman, at the North American Securities Administrators Association Conference, Vancouver, British Columbia |
Chairman Arthur Levitt |
| Oct. 19, 1995 |
"Common Sense and Sacred Cows: SEC Self-Assessment Today" Remarks of Chairman Arthur Levitt at the 34th Annual Corporate Counsel Institute, Chicago, Illinois |
Chairman Arthur Levitt |
| Third Quarter |
| Sep. 22, 1995 |
Remarks of Steven M.H. Wallman, Commissioner, U.S. Securities and Exchange Commission, before the Investment Company Institute's 1995 Investment Company Directors Conference & New Directors Workshop |
Commissioner Steven M.H. Wallman |
| Jul. 1, 1995 |
Remarks of SEC Commissioner Wallman before the American Society of Corporate Secretaries |
Commissioner Steven M.H. Wallman |
| Second Quarter |
| Jun. 22, 1995 |
Remarks of SEC Commissioner Wallman at the Stanford Law School's "Tool For Executive Survival" program |
Commissioner Steven M.H. Wallman |
| Jun. 5, 1995 |
"Reform Efforts In Municipal Finance, Litigation and Banking: Progress and Prognosis" Remarks of SEC Chairman Arthur Levitt before the Association of the Bar, City of New York |
Chairman Arthur Levitt |
| May 23, 1995 |
Remarks of SEC Chairman Arthur Levitt at the TIAA-CREF Officers' Meeting |
Chairman Arthur Levitt |
| May 19, 1995 |
"The SEC And The Mutual Fund Industry: An Enlightened Partnership" Remarks of SEC Chairman Arthur Levitt before the Investment Company Institute |
Chairman Arthur Levitt |
| May 18, 1995 |
"Current Issues Involving Bank Securities Activities" Remarks of SEC Commissioner Roberts at the Bankers Roundtable Lawyers Council Meeting |
Commissioner Roberts |
| May 17, 1995 |
"SEC Corporate Disclosure Issues Regarding Derivatives" Remarks of SEC Commissioner Roberts at The New York Society of Security Analysts Conference on Current Issues In The Derivatives Markets |
Commissioner Roberts |
| May 5, 1995 |
"Environmental Liability Disclosure Update" Remarks of SEC Commissioner Roberts at the Critical Environmental Issues for Corporate Counsel Conference |
Commissioner Roberts |
| May 4, 1995 |
"Role For SEC To Promote Greater Participant Education In Directing Pension Plan Investments" Remarks of SEC Commissioner Roberts at the National Employee Benefits Institute 1995 Spring Conference |
Commissioner Roberts |
| May 1, 1995 |
"Spotlight on Investors: The SEC's Agenda for 1995" Remarks of SEC Chairman Arthur Levitt Before The Society of American Business Editors and Writers |
Chairman Arthur Levitt |
| Apr. 11, 1995 |
"Mutual Fund Directors as Investor Advocates" Remarks of SEC Chairman Arthur Levitt at the Second Annual Symposium For Mutual Fund Trustees and Directors |
Chairman Arthur Levitt |
| Apr. 7, 1995 |
"The Role of Compliance Personnel" Remarks of SEC Commissioner Roberts at the National Regulatory Services 10th Anniversary Investment Adviser and Broker-Dealer Compliance Conference |
Commissioner Roberts |
| First Quarter |
| Mar. 29, 1995 |
"The SEC At 60" Remarks of SEC Chairman Arthur Levitt at the National Legal Center For The Public Interest General Counsel Briefing |
Chairman Arthur Levitt |
| Mar. 2, 1995 |
"The United States and South Africa: A Partnership For Progress" Remarks of SEC Chairman Arthur Levitt, at the Signing Ceremony at the Financial Services Board, Pretoria, Republic of South Africa |
Chairman Arthur Levitt |
| Feb. 9, 1995 |
"Professional Standards: The Next Competitive Frontier" Remarks of SEC Chairman Arthur Levitt at the New York Stock Exchange Ethics Conference |
Chairman Arthur Levitt |
| Feb. 7, 1995 |
"Present and Future Reform of the Municipal Securities Market" Remarks of SEC Commissioner Roberts at the Bond Investors Association, Municipal Bondholder Rights Conference |
Commissioner Roberts |
| Feb. 1995 |
"Simplified Prospectuses and Defined Contribution Plans" Remarks of SEC Commissioner Roberts at the Fourth Annual Investments and International Business Forum |
Commissioner Roberts |
| Jan. 25, 1995 |
"Between CAVEAT EMPTOR and CAVEAT VENDITOR: The Middle Ground of Litigation Reform" Remarks of SEC Chairman Arthur Levitt at the 22nd Annual Securities Regulation Institute |
Chairman Arthur Levitt |
| Jan. 18, 1995 |
"Current SEC Issues of Interest" Remarks of SEC Commissioner Roberts at the State of Mississippi's Secretary of State's Investor Education Program |
Commissioner Roberts |