SEC SealSEC Seal Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


Emergency Orders, Guidance for Market Participants
Investor Information and FAQs on Recent Market Events
 

IDEA logo
Learn About IDEA
Spotlight on Current SEC Topics
logo - SEC's 21st Century Disclosure Initiative

SEC Seeks More Transparent Disclosure for Investors

The SEC announced an upcoming roundtable to discuss ways to modernize its disclosure system and give investors more useful and timely information for investment decision-making. More…


Other News:
* SEC Charges Norman Hsu with Defrauding Investors in $60 Million Ponzi Scheme
* SEC Charges Five Brokers with Fraud in Sales of Unsuitable Securities Funded Through Subprime Mortgage Refinancings
* Statement of SEC Division of Trading and Markets
* SEC Statement Concerning Short Selling and Emergency Orders
* SEC Office of Chief Accountant, FASB Staff Clarifications on Fair Value Accounting
* SEC Chairman Cox Announces End of CSE Program
* SEC Expands Sweeping Investigation of Market Manipulation
  more news...
RSS Feed Icon RSS Feed for SEC News
 

SEC Chairman Christopher Cox

At the SEC's third annual Seniors Summit on Sept. 22, SEC Chairman Christopher Cox discussed the SEC's work to protect seniors.

Text of Chairman Cox's Remarks

VIDEO: Windows Media Player | QuickTime

Regulators Release New Report to Assist Financial Services Firms in Serving Older Investors


 

 About the SEC

What We Do 

Commissioners 

Upcoming Events 
Laws & Regulations 
Office of Inspector General 
more...

 Filings & Forms (EDGAR)

Quick EDGAR Tutorial 

Search for Company Filings 

Descriptions of SEC Forms 

Requesting Paper Documents 
more...

 Regulatory Actions

Proposed Rules 

Final Rule Releases 

Concept Releases 

SRO Rulemaking 
more...

 Staff Interpretations

Staff Accounting Bulletins 

Staff Legal Bulletins 
more...
 

 Investor Information

PAUSE 

en Español 

Publications 

Calculators 

For Seniors 

Check Out Brokers & Advisers 

File a Tip or Complaint 
more...

 News & Public Statements

News Digest 

Press Releases 

What's New 

Webcasts 

Special Studies 

Speeches & Public Statements 

Testimony 
more...

 Litigation

Litigation Releases 

Administrative Proceedings 

Opinions and Adjudicatory Orders 

Trading Suspensions 
more...
  Information for:

Accountants
Broker Dealers
Broker-Dealer CCOs
EDGAR Filers
Funds & Advisers
Fund/Adviser CCOs
International
Municipal Markets
NRSROs
Small Business


 Divisions/Offices
Corporation Finance *
Enforcement *
Investment Mgmt. *
Trading & Markets *
Compliance *
International Affairs *
more...