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Upcoming Events
This page provides a schedule of the upcoming public events including open meetings of the Commission, public appearances of senior SEC officials, including the Chairman, Commissioners, and senior staff members, and other public occasions. For additional information on events, please call the contact numbers listed. Please note that events are subject to change.
 SEC Meetings and Other Events
Public Appearances by Officials
Public Hearings in Administrative Proceedings
SEC Meetings and Other Events
January 2009
| When: |
Wednesday, January 7, 10:00 am |
| What: |
Open Meeting
See also: Sunshine Act Meeting Notice |
| Where: |
SEC Headquarters
100 F Street NE, Room L-002 (Auditorium)
Washington, DC 20549 |
| Contact: |
Office of the Secretary, (202) 551-5400 |
Public Appearances by Officials
January 2009
| When: |
Thursday, January 8 |
| Who: |
Erik Sirri, Director, Division of Market Regulation |
| What: |
Roundtable Discussion @ New York County Lawyers Association
Committee on Securities & Exchanges |
| Where: |
New York City |
| Contact: |
Helen Mangano, (914) 779-1875 |
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| When: |
Monday, January 26 |
| Who: |
Andrew J. Donohue, Director, Investment Management Division |
| What: |
Brooklyn Law Breakfast Roundtable |
| Where: |
Kramer Levin Naftalis & Frankel LLP
New York, New York |
| Contact: |
Linda Harvey, (718) 780-0382 |
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| When: |
Tuesday, January 27 |
| Who: |
Erik Sirri, Director, Division of Market Regulation |
| What: |
Rotary Club of San Francisco Luncheon |
| Where: |
San Francisco, California |
| Contact: |
Deborah Lauricella, (415) 546-0181 |
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| When: |
Wednesday, January 28 |
| Who: |
Erik Sirri, Director, Division of Market Regulation |
| What: |
36th Annual Securities Regulation Institute |
| Where: |
Hotel Del Coronado, Coronado, California |
| Contact: |
Maryanne Martinez, (312) 503-8988 |
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| When: |
Wednesday – Friday, January 28–30 |
| Who: |
Brian Cartwright, General Counsel |
| What: |
36th Annual Securities Regulation Institute |
| Where: |
Hotel Del Coronado, Coronado, California |
| Contact: |
Juliann Cecchi, (312) 503-0192 |
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| When: |
Thursday, January 29 |
| Who: |
Andrew J. Donohue, Director, Division of Investment Management |
| What: |
36th Annual Securities Regulation Institute |
| Where: |
Hotel del Coronado, Coronado, California |
| Contact: |
Maryanne Martinez, (312) 503-8988 |
Public Hearings in Administrative Proceedings
To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.
January 2009
| When: |
Wednesday, January 7, 9:30 a.m. EST |
| Who: |
Administrative Law Judge James T. Kelly |
| What: |
Continued Hearing in Newbridge Securities Corp., et al., Administrative Proceeding No. 3-13099 |
| Where: |
Hearing Room 2, SEC Headquarters, 100 F Street NE, Washington, DC 20549 |
| Contact: |
Office of Administrative Law Judges, (202) 551-6030 |
http://www.sec.gov/about/upcoming-events.htm
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